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1.
Introduction
2. Relevance
3. Central purpose and
research questions
4. Theoretical foundations
and theoretical debates
5. Research Design
– Data and Methods
6. Sub-projects
Subproject 1: Institutional
mechanisms, film conventions and ‘Mavericks’
Subproject 2: Narrative
Identity-work
Subproject 3: Sense(making)
and Sensibility
Subproject 4: Negotiating
and directing artistic contribution in film production
1. Introduction
Economic transformation and globalization continue to
alter how organizations and employees view work. These
transformations require workers and managers to understand
and adjust to major changes in definitions of and approaches
to work, organisational structures, and relationships
within and among organizations. Social scientists like
Caves (2000) and Florida (2002) argue that creativity,
as a resource, is critical for long-term economic development
and that creative industries, in particular,
act as agents of change that help drive economic development.
Caves notes, that ‘economists have studied a number
of industrial sectors for their special and distinctive
features’, but have largely missed ‘the
creative industries supplying goods and services that
we broadly associate with cultural, artistic, or simply
entertainment value’ (Caves 2000:1).
Florida (2002) is concerned with if and where creativity
happens and notes that such questions are increasingly
important for all organizations and societies in which
the ‘creative class’ is growing as a result
of the knowledge-based nature of the economy (Florida
2002). What researchers have yet to examine, is how
organizations within the creative industries operate
and how the organizational members define and manage
work, and the relationships needed in such enterprises.
The purpose of the CINEMA project is to study
the film industry and filmmaking to produce detailed,
empirical analyses of the actual forms and processes
through which these enterprises organize and manage
symbolic and material production, creativity and substantial
commercial interests.
2. Relevance
Creative industries are experiencing rapid growth, both
in Denmark (Kultur- og Erhvervspolitisk Redegørelse
2000; Regeringen, September 2003) and globally (Pine
& Gilmore 1999; Florida 2002), and there are important
lessons to be learnt from the “cultural, creative
motor”, yet, it is little understood. The CINEMA
project has selected the film industry and filmmaking
for study as a prominent example of a creative industry.
The Danish film industry is particularly interesting
for several reasons. First, it is widely acknowledged
for its high artistic quality, winning several international
prizes and awards. Second, it has been highly commercially
successful (Kultur- og Erhvervspolitisk Redegørelse
2000:45-52). Third, the composition of the Danish film
industry (production, distribution structure, role of
and regulation from the state through state subsidies
etc.) share many elements and resemble other European
countries (e.g. France, Italy, Spain and Sweden), making
it an exemplary European case.
Furthermore two distinguishing features of the film
industry make it an important sector for empirical study.
First, patterns of cooperation in the film
industry are largely based upon temporally delimited
projects and project groups. The complexity in organizing
(Weick 1979) which follows from this make speed; negotiation
between various professionals, experts and specialists;
ability to cope with intensive work pressure and emotions;
as well as the art of improvisation, innovation and
creativity crucial factors in the process of bringing
a film-product to the market. Hence, the production
form typical of film production can be seen as paradigmatic
for how an increasing number of people in post-industrial
economies work.
Second, the organization of ‘creative
industries’ has received surprisingly little attention
from social scientists in general and from economists
in particular (Caves 2000). This is explained as due
to the nature of the information available
about the creative industries, where ‘systematic
data are scarce’ and the conventional sources
that economists use are not found (Caves 2000:vii).
This has resulted in economic research first and foremost
focusing on contracts and the logic of economic organization,
leaving a void for sociological perspectives on organizing
and managing creative enterprises. CINEMA’s primary
contribution is to help fill this void in our knowledge
about how creative industries and creative enterprises
actually operate.
3. Central purpose and research questions
Filmmaking is characterized by each production
being a new project demanding new collaborative partners,
suppliers, staff, etc. Thus, film projects are seen
as complex, temporary systems, which require creative-cultural,
human, financial and material resources to be realised
(Faulkner & Anderson 1987; Baker & Faulkner
1991; DeFillippi & Arthur 1998). Academic inquiries
have emphasized the critical role of a range of business
activities and players (e.g. dealers, agents, production
companies, distributors) as prerequisites for the artistic
endeavor in producing and getting artwork to public
(Hirsch 1972; Becker 1982; White & White 1993; Caves
2000). They have also pointed out the inherent contradiction
between creative work and humdrum commerce.
A central problem in creative industries appears to
be the coordination of symbolic and material production
together with creativity and commerce. CINEMA focuses
on the nexus between culture and economy
and studies the apparent dichotomy behind a commercial,
business oriented, efficiency logic, and an artistic,
experiential, creative logic. Yet, CINEMA suggests,
that this dichotomy represents an oversimplification
of the matter. The relations between art and commerce
are of a far more complex nature. One of the purposes
of this research project is to investigate and generate
knowledge about this complex and co-constitutive relationship.
Thus, the overall research question is:
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How
do filmmaking enterprises organize and manage the
coupling between artistic and commercial activities? |
In relation to filmmaking, CINEMA takes a point of
departure in the two modes of production or an ideal-typical
contrast between “High Concept”
(Wyatt 1994) filmmaking and what we term “High
Framework” filmmaking.
“High concept” is a term used to describe
the archetypical contemporary Hollywood producer-centred
filmmaking process. “High framework” filmmaking
is a concept we develop to capture the fundamental processes,
circumstances, ideals and ideologies behind what is
often referred to as “European” (director-centred)
filmmaking.
High framework film production dominates European
and Scandinavian filmmaking, yet our knowledge about
the production form is limited. CINEMA focuses on the
organizing and negotiation of roles, statuses, identities
and emotions in relation to core organizational filmmaking
activities (divisions of labour, coordination of flows
of knowledge, the handling of complex tasks and practices)
that are posited to be influenced by the meso-field
“superstructure” which we label “high
framework”.
4. Theoretical foundations and theoretical
debates:
A point of departure is taken in organizational sociology
and in new institutional theory (Dacin, Goldstein &
Scott 2002; DiMaggio & Powell 1991; Meyer &
Rowan 1977; Scott 1995; Scott et al. 2000). In new institutional
theory the field concept is a central construct
developed to emphasize vertical, interorganizational
relations between firms and other types of organizations
within a domain (DiMaggio and Powell 1991). Organizations
within a field are seen as conforming to existing conventions
and practices in order to gain legitimacy, resulting
in standardization (isomorphism) of activities and meanings
among those organizations.
While the neo-institutionalist approach has been a
successful paradigm in the social sciences for the past
20-25 years, its persistent Achilles heel is the continued
lack of a concerted exploration of micro-sociological
foundations for its tremendously successful and influential
operation at the meso level. The importance of exploring
and developing micro foundations has been noted by several
researchers (DiMaggio 1988; Powell and DiMaggio 1991;
Scott 1995; Zucker 1977). Only scattered theoretical
work on this topic has been conducted (e.g. DiMaggio
1988; Fligstein 1997; Vaughan 2002), and limited empirical
applications have been carried out (e.g. Christensen
et al 1997; Jones 2001; Lant and Baum 1995). CINEMA’s
extensive work at the micro level is continuously (and
recursively) informed by developments at the meso level,
thus an inherent rather than a fabricated link between
these levels is examined.
Identity construction is a central topic in CINEMA
and seen as taking place in a complex, co-constitutive
interplay between, on one hand, field level isomorphic
processes in which the characteristics of legitimate
actors are constructed through the creation of isomorphism
and, on the other hand, local organizational adaptation
and sensemaking processes where the boundaries of those
actors are constructed through the creation of uniqueness.
We suggest that these processes depict two sides of
the process of the social construction of the corporation
as actor and thus are concerned with processes of identity
construction (Boutaiba & Strandgaard Pedersen 2003;
Strandgaard Pedersen & Dobbin 1997). Hence, a contribution
will be made to the debate on identity construction,
linking meso and micro processes.
CINEMA’s concern with identity construction is
multifaceted, combining the abovementioned theories
of institutions with theories of narrative (Boje 2001;
Carr 1986; Czarniawska 1999; Gabriel 2000), theories
of organizational identity (Albert, Ashforth & Dutton
2000; Albert & Whetten 1985; Whetten & Godfrey
1998), and theories of emotions (Finemann, 2000; Mangham,
1998, 2003).
A narrative approach to identity construction
and organizing has only recently been acknowledged within
organization studies. Some conceptions of narrative
in organization studies are informed by structuralism
(e.g. Gabriel 2000; Downing 1997). With the ambition
of coming to an understanding of communicative processes
in a contemporary society that understands itself as
fluid, there is a great need to work towards establishing
an approach to narrative that is thoroughly processual
(Boutaiba 2003). With this aim, CINEMA will contribute
to the emerging focus upon the narrative construction
of identity in two ways:
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1. |
By contributing to
and pushing up-front the emerging tendency within
organization studies to draw upon narrative concepts
from literary theory (e.g. Bakhtin 1981; Morson
1994). |
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2. |
By using
these concepts to analyse communicative processes
in film enterprises, which in several senses may
be understood as storytelling organizations. |
A narrative approach seeks to understand how specific
actors discursively position themselves vis-à-vis
specific conditions of possibility and constraint within
the film field. Instead of assuming that organizational
identity is about that which is central, enduring, and
distinctive (Albert & Whetten 1985), we contend
that it is necessary to understand the work and strategic
efforts involved in the performance of specific identity-narratives.
Another approach to identity construction taken in
CINEMA focuses on emotion (Darmer 2002a, 2002b;
Finemann 2000, 2003; Mangham 1998; Sturdy 2003). This
approach emphasizes how emotions are an inseparable
part of sensemaking (Weick 1979, 1995, 2001). This is
a unique angle to the study of balancing art and business
and, innovation and creativity. This study is also empirically
unique in many respects. Apart from analysing and understanding
sensemaking and emotions as inseparable dimensions of
filmmaking, the study will comprehensively map out not
just the structural relations between various actors
and units within the film company, but also chart the
flow of substantive, qualitative, emotional
exchanges between them. This study also explicitly addresses
the central issue for the overall project: how the balance
between art and management are established and how innovation
and creativity unfolds in the film enterprise.
CINEMA takes up central matters in sociology such as
the relationship between structure and agency and the
interactive coordination of action among social agents.
Management theories such as those of Courpasson (2000),
Knights & Willmott (1999), and Mintzberg & Waters
(1998) resemble sociological theories of agency in positing
that actors utilise resources made available to them
through a more or less structured and endowed environment
to impact and motivate behaviour in similarly constituted
social actors. These theories thus posit the centrality
of position in a social field or setting as decisive
for what resources are available to a given actor, as
well as the types of information, perspectives, dispositions
and social pressures the actor is likely to be subject
to or aware of. Theories of framing (Goffman 1974; Klandermans
& Goslinga 1999; Zald 1999) as well as social-psychological
interactionist perspectives (Collins 2000; Ridgeway
2000, 2003; Stolte, Fine & Cook 2001; Turner 2002)
are employed to examine the micro-social details of
negotiation and motivation. However, our interest is
not restricted to micro level analyses of micro-social
interaction. One of the central purposes of this project
is to link levels of analysis. This is done by tracing
the links between the discursive and motivational resources
used in micro negotiations to the meso-field level.
That is to say, to see how institutionalised understandings
produced at the meso field level, and even the macro
societal level, are used in micro negotiations (Fine
1996). Attention is also paid to how these local micro
outcomes may recursively impact the field level institutions.
Thus, the project also allows us to address a criticism
of neo-institutionalist theory – its underdeveloped
micro foundations or a theory of agency mentioned earlier.
To address this criticism, the embryonic micro-sociological
work within the neo-institutionalist framework is wedded
with more focused advances in the field of social agency
(Barnes 2000; Harvey 2002; Joas 1996).
A concurrent strain running through the above mentioned
theories and incorporated into the empirical projects
is the emphasis on the role of practice in producing
and disseminating knowledge, stabilizing meaning and
behaviour as well as leading to change and innovation
(cf. Schatzki [2001]).
5. Research Design – Data and Methods
As Caves has already pointed out there is a need for
systematic research on organization in the creative
industries (Caves 2000: vii). CINEMA generates knowledge
on one particular creative industry - the film industry
- through the application of systematic and rigorous
qualitative methodology. Qualitative research
is inherently multi-method in focus (Denzin & Lincoln
1994: 5). This also applies to CINEMA and each subproject
(see below), uses a variety of data-generating methods
to obtain in-depth understanding of the phenomena investigated.
While qualitative researchers largely agree that there
is no one correct interpretation of any particular
phenomenon (Janesick 2000: 393), we contend that this
should not work as an excuse for avoiding systematic
and reflective interpretation of the data generated.
Each subproject makes use of different techniques to
ensure a high level of systematic analysis in the progressive
steps of interpretation, developing a rich knowledge
base of ‘high framework’ film production
enterprises through rigorous methods. This process of
knowledge production may be seen through the concept
of intertextuality (Boje 2001). Thus, as a project we
literally meet on the basis of a variety of textual
inscriptions ranging from interviews, notes from observation,
audio and video sequences and various archival material
and must find a way to make them talk to each other
and inform our knowledge about high framework film production
(commercially and artistically) and about the particular
way creativity is performed. To enable this, each subproject
makes use of a systematic documentation and coding of
events talked about, situations encountered, ways of
talking, thereby applying lessons and heuristic strategies
akin to that of a grounded theory approach (Charmaz
2000: 510).
The project relies on a field study approach.
An argument for this approach – as a supplement
to archival, text or data base studies – is to
exploit the advantages of focusing on “practice”
and social action (Geertz 1973:17). The project makes
use of single and multiple case studies (Yin
1994). The single case studies are inspired by ethnographic
case methodology characteristic of anthropological fieldwork
and the sociological ethnography of the Chicago School.
In such case studies researchers spend extensive periods
of time in the environment they study in order to obtain
knowledge about and understand a group of people and
their interaction. The case studies function both as
independent units or studies of protracted fieldwork
for an (native) analytic understanding of the groups
they study, as well as compositely comprising the Yin
(1994) inspired case research design of a multiple case
study.
Data generation is based on pre-established
common definitions and formats of focal issues related
to the research questions in the various subprojects
and the overarching project’s interests. Given
these considerations CINEMA will generate well-crafted
case studies based on field visits, observational notes,
interviews, company documents, press clippings, and
primary-source literature. CINEMA also makes use of
descriptive statistics on the film field to measure
the volume and magnitude of activity within the field
comparatively and over time. Secondary information,
including books and articles from the business and film
press on filmmakers, their production companies, artists,
art managers and gifted professionals alike, will be
used to gain background and comparative information,
broadening and refining our perspectives and improving
the soundness of our inferences.
The analyses of data sources will follow the
case study approach and be based on multiple sources
of evidence. Several types of analyses will be carried
out applying a range of data analytical tools such as
computer based text analysis tools (Atlas, Nudist) and
database registration systems (FilemakerPro). As is
typical of inductive research, to advance theory out
of a staggering volume of data (Eisenhardt 1989), the
rich information generated will be integrated into detailed
write-ups for each case. Then, within-case and across-case
analyses will be performed, following design indications
for comparative qualitative research by Miles and Huberman
(1994). Our theory building has affinities
with grounded-theory approaches based on numerous iterations
between the in-depth case studies and extant theory
(Strauss & Corbin 1998; Dyer & Wilkins 1991).
Theory building from cases will, for the majority of
the analyses, be based on analytic generalization, “in
which previously developed theory is used as a template
with which to compare the empirical results of the case
study” (Yin 1994:38).
6. Sub-projects
Film projects are seen as complex, temporary systems
that require creative-cultural, human, financial and
material resources to be realised (DeFillippi &
Arthur 1998; Faulkner & Anderson 1987). Legitimate
actors that comply with the rules, norms and demands
of the film field are supposed to be more likely to
obtain access to these resources. The legitimization
of filmmakers, and hence their access to resources and
opportunities, takes place in a field wherein isomorphic
mechanisms conventionalise and standardize a range of
practices. Conventions for film creation taught at educational
institutions (e.g. film schools and media science at
universities) and mediated through awards at film festivals
(e.g. Bodils and Golden Palms), form a normative basis
for standardization. Different types of ‘gate
keepers’ (e.g. film critics, financial investors,
and producers) formulate and reproduce certain criteria,
defining ‘artistic quality’ and ‘commercial
potential’, institutionalizing more or less explicit
standards (‘blueprints’) for acceptable
modes of production, efficient organizational forms
and proper managerial practices. Recipes for success
are established and, organizations and individuals (‘artistic’
as well as ‘commercial’) consume these recipes
through imitation processes (Sevon 1996).
Sensitivity is particularly important to the complexity
and relationships between the various actors and activities
taking place within the film field. A range of studies
within the CINEMA project captures some of this complexity.
Four sub-projects, ranging from studies of the meso
field level, to company studies at the organizational
level, to “associational” project studies
at the micro level are outlined below. An overview of
the four subprojects is provided in Table 1. below:
Table 1. Overview of subprojects and division
of labor among project members
| Subproject leader and participants |
Subproject title |
Focus and unit of analyses |
Data and methods |
Theoretical framework |
Jesper Strandgaard
Chris Mathieu
PhD student |
a) Institutional mechanisms, film conventions
and ‘Mavericks’.
b) High framework-high concept filmmaking (PhD) |
Field and organizational identities |
Descriptive statistics, archival material, interviews
Comparative case studies |
New institutional theory (NIT), Identity theory,
Role and agency theory |
Sami Boutaiba
Jesper Strandgaard
Per Darmer |
Narrative Identity-work |
Organizational identities |
Case study,
Focused study of newspaper articles
Study of ‘extra-material’ and documentaries |
Narrative theory
Identity construction theory |
Per Darmer
Sami Boutaiba
Chris Mathieu
|
Sense(making) and sensibility |
Individual emotions in an organizational context |
Ethnography
Case study (observation, interviews, and documents) |
Theories of emotions in organizations
Sensemaking,
Organizing |
Chris Mathieu
Jesper Strandgaard
Per Darmer |
Negotiating and directing artistic contribution
in film production |
Negotiations in film projects |
Ethnography
Case study (observation and interviews) |
Micro-sociology of work, social psychology, role
and agency theory, NIT |
Subproject 1 :
Institutional mechanisms, film conventions and ‘Mavericks’
On one hand, isomorphic mechanisms seemingly exist within
the film field, implying a certain extent of imitation,
standardization and drive towards conventionalism. On
the other hand, Danish filmmaking has been very successful
recently and as creative and innovative as ever, creating
distinct, non-conventional films. The purpose
of this subproject is to understand how innovative,
high framework filmmakers organize and manage their
creative enterprises. Departing from new institutional
theory the research question is:
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In
a field marked by isomorphic pressures, what strategies
for organizing are innovative (high framework)
film enterprises pursuing to establish and maintain
a ‘creative space’, while balancing
artistic and commercial activities?
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Combining new institutional theory with micro theories
of action an avenue is pursued in investigating generative
forces and institutional entrepreneurs (Fligstein 1997;
Jones 2001; Powell 1991). Institutional entrepreneurship
and field transformation is assumed to happen when field
actors 1) contribute to the reproduction of a field
adapting to dominant norms, practices and conventions
in pursuit of legitimacy, while they, 2) also challenge
these conventions in a search for innovation and unique
identities (Brewer 1991; Lounsbury & Glynn 2001;
Strandgaard Pedersen & Dobbin 1997). The extreme
case of entrepreneurship is that of a ‘Maverick’
who disobeys the established conventions (Becker 1982)
in contrast to ‘integrated professionals’
who find support in the film field conventions and institutions
.
Building on the distinction between ‘integrated
professionals’ and ‘mavericks’ (Becker
1982; Caves 2000), different strategies are identified
for how innovative and creative film enterprises organize
and manage the coupling between artistic and commercial
activities .
Research design
In order to address and study this research question,
a first step will be to identify relevant isomorphic
mechanisms, based on institutional theory, assessing
the extent of structuration within the Danish film field
. This step will include field
level actors and institutions like regulators and resource
allocators (e.g. Danish Film Institute, festivals and
award giving institutions, and financial investors)
educational institutions (e.g. Danish Film School, media
science) filmmakers and their professional associations
(e.g. producers, directors, actors) and other ‘gate-keepers’
(e.g. film critics, journalists). Data for this study
is generated through: 1) existing descriptive statistics
on the film industry, 2) archival material (documents,
books, news clippings, etc.) and 3) interviews with
key informants from the field. Analyses will be carried
out via IT based tools (Atlas, Nudist and FilemakerPro).
The second step is an intensive field study
comparing 2-3 cases of film production enterprises (e.g.
Zentropa, M&M productions, Nimbus film). A comparative
study based on the distinction between ‘integrated
professionals’ and ‘mavericks’, will
be conducted on the ways in which the selected cases
organize and manage their filmmaking activities and
investigate to what extent and in what ways the field
level institutions influences the local organizing and
filmmaking processes. A particular focus will be on
identities and collaborative patterns. Pursuing differences
in ways of organizing film making in high framework
enterprises, a study based on a distinction between
the work of ‘integrated professionals’ and
‘mavericks’ (Becker 1982; Caves 2000), is
conducted on filmmakers’ collaborative patterns,
investigating if ‘mavericks’ to a larger
extent than ‘integrated professionals’ have
regular collaborative partners and established ‘teams’
in their film productions as the literature seems to
indicate. The patterns of collaboration will be studied
systematically, generating data through case studies
relying on two sources of evidence: 1) interviews with
key informants and 2) information about the staffing
of films (e.g. from the Danish Film Institute, ‘Site
and Sound’) supplemented by systematic registration
of credit lists from DVD/VHS films. All data will be
coded and analysed via FilemakerPro.
‘High Framework – High Concept
Filmmaking’ (PhD project)
The PhD student selected for this project must be given
some discretion in formulating a full project, and will
be selected on the basis of a qualified project application
and supported by the normal procedures in IOA’s
PhD-School. Though these principles restrict the degree
to which the project can be specified, some guidelines
will apply under all conditions.
The focus of the study will be based on the central
distinction between ‘High concept’ and
‘High framework’ filmmaking and investigate
similarities and differences in their ways of organizing
and managing filmmaking activities, exploring the relevance
of the distinction in a Danish context.
The first phase of the project is a study
of the film field. This part of the study will primarily
be based on archival studies of documents, articles
and descriptive statistics combined with interviews
with key actors and central institutions within the
film field (e.g. Ministry of Culture, Danish Film Institute,
Danish Film School, film associations, ‘gate-keepers’
etc). The outcome of this archival study will be an
understanding of central institutions in the film field
and on developing the distinction between ‘high
concept’ and ‘high framework’ filmmaking,
forming a basis for the study’s second phase.
The second phase will be to select innovative
(high framework) film enterprises (e.g. Zentropa, Nimbus)
and study what strategies for organizing they pursue
in an attempt to create and maintain their creative
space. In particular a focus will be on how they balance
the artistic and commercial activities. These case studies
of high framework film enterprises will be compared
to more conventional (high concept) filmmaking cases
(e.g. Nordisk Film, Grasten Film). In this phase a number
of different theoretical and methodological approaches
could be selected or combined to guide inquiry: ethnographic
approaches relying on observation and interviews, archival
studies based on documents and descriptive statistics
etc. In this respect the PhD student will have some
latitude as long as the study aims at addressing and
capturing the general research questions and research
purpose of the CINEMA project. The outcome will be a
contribution to understanding how filmmaking enterprises
organize and manage their ‘high framework’
and ‘high concept’ activities. A number
of possibilities exist for collaboration with the other
subprojects outlined below and for gaining access to
other filmmaking case studies.
Subproject 2: Narrative Identity-work
In contemporary society, it is believed that things
are changing at an increasingly rapid pace. We see this
in newspapers, books, or every speech we listen to that
modern (business) life is a race towards new horizons,
or towards newness tout court. No matter which
standpoint one engages vis-à-vis the rhetoric
of change and the accompanying need to innovate, it
is important to reflect upon the way one presents oneself
vis-à-vis important stakeholders, including the
most invested stakeholder – oneself. In short,
persons and organizations are forced to engage in ongoing
reflections as to their own identities, seemingly following
the mantra: ‘there is more identity in deviation
than in conformity’ (see Bauman 2000; Giddens
1991; Maffesoli 1997). Notably, the drive to change
and to be innovative characteristic of much societal
discourse seems even more on the agenda for companies
that may be referred to as avant-garde. The
aim of this subproject is to study the anatomy of innovativeness.
An exemplary case to study the narrative concern of
being innovative is the film production company Zentropa,
which is widely renowned for being innovative and for
having contributed to a renewal of the Danish film industry.
The reason for selecting Zentropa is that it has narrated
itself as a ‘Maverick’
(Becker 1982) within the high-framework filmmaking and
is generally recognized as a remarkable example of innovativeness
in Denmark (Kultur- og Erhvervsministeriet 2000). As
such, it seems Zentropa embodies this intense focus
upon the ability to change and be innovative, a matter
central to this project.
The focus of this subproject is on the particularities
of the identity-work needed to maintain a sense
of being a maverick player in the film field. Thus,
the preferred notion will be that of identity-work
as opposed to that of identity with its more staid connotations.
The overall research question is:
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How
are the identity-boundaries between the artistic
and the commercial negotiated in creative (‘Maverick’)
film enterprises’ self-presentation and
in their dialogic encounters with significant
others? |
Members of Zentropa might already consider themselves
innovative (as might other important stakeholders),
but it still demands work to maintain such
a self-conception, because the very distinction between
the innovative and the conformists is always a result
of negotiations between various actors in a field.
Research Design
The Danish film company, Zentropa, has been chosen as
an exemplary case to come to an understanding of the
anatomy of innovativeness, i.e. of the way innovativeness
is performed as a specific sign-regime to be detected
in the kind of narratives Zentropa tells about itself
and the narratives told about Zentropa. The data sources
are: 1) interviews with employees and managers at Zentropa;
2) interviews with dialogue partners from the Danish
Film Institute, the Ministry of Culture involved in
writing the new reports on the Experience Economy in
Denmark, journalists who have written extensively on
Zentropa, from other film producing companies; 3) a
focused study of newspaper articles enrolling Zentropa
in specific narratives. Data will be coded and analysed
in FilemakerPro; and 4) a study of the material on the
process of making particular films, wherein members
of Zentropa seemingly try to reveal who and what they
are, when they perform their core activity (e.g. ‘Dogville
Confessions’, ‘Von Trier’s 100 eyes’).
The theoretical underpinnings will revolve around theories
of narrative as it has been introduced within organization
studies (Boje 2001; Boutaiba 2003; Czarniawska 1999;
Gabriel 2000), social psychology (Brewer 1991; Bruner
1990), philosophy (Carr 1986; Ricoeur 1984), and literary
studies (Bakhtin 1981; Morson 1994). Another line of
research to be included is on identity construction
(Albert & Whetten 1985; Albert et al 2000; Boutaiba
& Strandgaard Pedersen 2003; Shotter & Gergen,
1989; Whetten & Godfrey 1998). This combination
of research traditions is grounded in the belief that
identities are narratively performed, and ought to be
studied as such.
Subproject 3: Sense(making) and Sensibility
Organization studies and analysis have traditionally
overlooked the emotional side of the organization, although
a few exceptions have emerged in recent years (e.g.
Darmer 2002a, 2002b; Fineman 2000; 2003; Mangham 1998;
Stacey 2003; Sturdy 2003). Overlooking emotions is a
general phenomenon in science since science is about
sense and rationality not about sensibility and emotions
(Kleinman and Copp 1993; Mazzarella 2001). On the other
hand, emotions are often considered an integral part
of innovation and creativity, which is immanent in the
creative industries. Emotions as integral to artistic
work makes emotions more visible in the creative industries
than in other business organizations, where people are
expected to be rational (not display emotions). Therefore,
a creative film enterprise, where emotions are legitimised
and displayed, becomes a very interesting border case
study. The creative film enterprise enlists directors,
actors, and so forth that are considered emotional and
intuitive as an immanent part of their jobs, and the
film industry is all about drama and telling tales that
evoke emotions.
This subproject integrates emotions in the analysis
of sensemaking (Weick 1995) in a creative film enterprise.
The focus of the analysis is: How are sensemaking and
emotions intertwined? The subproject suggests that the
way a film enterprise make sense of its activities cannot
be properly understood if emotions are not integrated
in the analysis. Thus, emotions are perceived as interwoven
in sensemaking. Hence, the analysis of a film enterprise
will miss out in the understanding of the enterprise
if emotions are not integrated into the analysis. The
overall research question is:
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To
analyse and understand sensemaking in creative
film enterprises, and how emotions are an immanent
part of sensemaking.
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This study of a creative film enterprise will analyse
and explicate how emotions are integrated in the sensemaking
of a film enterprise. This entails examining sensemaking
and:
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The balancing of art
and business in the company (and the emotions involved
in balancing this) |
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Innovation and creativity
in the company, how these are conceptualised, worked
with, and prioritised (and the emotions they awake) |
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The entrepreneurial
aspects of the company |
Empirically, studies of sensemaking in film enterprises
are scarce in general, and by making emotions an immanent
part of sensemaking, the empirical study becomes unique.
This unique angle to the study also indicates that the
way art and business and, innovation and creativity
are balanced with entrepreneurial aspects, is seen from
a new perspective.
Research design
Doing an ethnographic study is necessary to get access
to emotions and to analyse and understand sensemaking
in a creative film enterprise. The ethnographic case
study consists of:
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A field study where
the researcher spends 4-5 months at the film company
observing how sensemaking and emotions unfold |
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Individual semi-structured
interviews conducted with organizational members
to understand sensemaking, the sensemaking processes
and the part emotions play in them. Interviews will
be conducted several times with the same individuals
to capture how sensemaking evolves and how emotions
ebb and flow in the processes. |
| |
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Archival
and secondary sources are used both prior to and
during the study to enrich the database. |
Theoretically the study creates a novel synthesis of
theories of sensemaking (Stacey 2003; Weick 1979, 1995)
and theories about emotions in organizations (Darmer
2002a, 2002b; Fineman 2000; 2003; Mangham 1998; Sturdy
2003). Three perspectives on emotions in organizations
are commonly advanced (Fineman, 2000; Mangham, 1998):
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1) |
Emotions are measurable
bodily reactions that interfere with rationality.
Emotions can and should be measured scientifically,
meaning that they can be determined objectively,
which bodily reactions a certain perception triggers
and thereby its emotional effects as well. |
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2) |
Emotions are functional
instruments that serve rationality. Emotions are
functionally used by individuals to change their
present situation. In other words: we choose our
own emotions as a tool (an instrument) to realise
our strategy and reach our goals. |
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3) |
Emotions
are ‘ways of seeing’, where emotions
and rationality intertwine. Emotions are social
constructions, which at the same time guide and
are guided by our actions, meaning that emotions
and rationality are intertwined. |
This subproject theoretically draws upon the third
perspective thus seeing emotions as integrated in all
aspects of sensemaking (Weick 1995), which in turn is
an ongoing process in all organizations.
Subproject 4: Negotiating and directing artistic
contribution in film production
The purpose of this study is to investigate
how creative, artistic contributions are negotiated,
coordinated, motivated, and integrated with one another
in a temporary but structured, complex collaborative
commercio-artistic endeavour. This is operationalised
through an empirical, ethnographic case study of the
making of a feature-length film. Filmmaking is recognised
(Bechky 2002; Caves 2000) as an ideal setting to explore
such issues due to central characteristics of the contemporary
film production process: temporary production units
and processes, emphasis on artistic and creative contributions
from a variety of professional specialists, high degrees
of mutual dependencies and uncertainty, the centrality
of personal and professional integrity in role performance,
the indeterminacy of metrics of evaluation, the creation
of strong but fleeting allegiances and loyalties, relatively
fixed financial budgets but expandable social and symbolic
resources, etc. This study focuses on negotiating, eliciting,
coordinating and integrating – roles often ascribed
to and assumed by the director, also played by others,
and always interactively with other acting subjects.
Interest is not in the director or other agents as creators
in the artistic sense, but rather as negotiator
or arbiter of their artistic vision vis-à-vis
other artistic contributors. Our interest is also in
how contributions are motivated or elicited. Focus lies
on investigating how, and which frameworks are drawn
upon in these micro negotiations; i.e what is recoursed
to standardized roles and what is recoursed
to biography (Heimer 2001) and what reference
is made to potential future collective achievements.
The study explores commercio-artistic production in
a non-organizational setting. A film production is better
conceived as an association (of freelance,
contracted professionals) than as an organization in
conventional meaning. Without an organizational framework
providing integrative and coordination resources around
the production process it is posited that three other
factors attain heightened significance: 1. Cultural
and cognitive discursive resources made available by
the ideologies at the meso field level; 2. Socialization
and artistic development processes that the artistic
professionals have previously been part of (formal training,
previous work, collegial interaction); 3. Individual
resources and capacities. A unique contribution of this
project is that it discerns and elaborates upon the
differences between organizational and associational-based
projects. We contend that associational-based project
production is a form on the increase and thus merits
more theoretical and empirical attention.
Research design and methods
The heart of the sub-project comprises an ethnographic,
on-location, case study (Fine 1999; Bertaux & Thompson
1997) of the production of a feature-length motion picture.
Interviews with central participants in the production
will also be conducted to understand how they interpret
the events observed by the researcher, as well as to
gain insight into pre- and post-production activities
that are too discrete to be observed by researchers.
As much material as possible will be audio and digital
videotaped for three reasons: 1. To invite other scholars
to interpret the statements and events recorded to see
if and how their interpretations vary from ours; 2.
To have detailed, preserved data for our own analysis
of discrete events and general process; 3. To have multimedia
material for use in teaching, conferences and public
presentations.
The study explicitly connects theories on meso and
micro processes, where central sociological debates
about agency, culture and structure intersect with social-psychological
and management research and theory on group interaction,
negotiation, coordination and leadership. Neoinstitutional
theory is used to examine the dynamics of ideology or
idea-clustering at the meso field level (“high
framework” filmmaking, see above). Fligstein’s
(1997; 2001) conception of “social skill”
is used as one way of linking micro-level agency and
the meso field, augmented by the more general work on
structure, culture and agency of Archer (2003), Barnes
(2000), Mathieu (1999), Sewell (1992) and Swidler (1986,
2001). In looking at contexts over-laden with subjective,
aesthetic/artistic assessment carried out in situated
intimate interpersonal interaction, the more social-psychological
work of Fine (1984), Joas (1996), Ridgeway (2003), Strasser
& Dietz-Uhler (2003) and Turner (2002) is applied
to analyse the creation of criteria of evaluation, negotiated
orders and group dynamics.
Thus, the CINEMA project will contribute to an enhanced
understanding of the interrelationship between the artistic
and commercial issues involved in organizing and managing
creative enterprises in general and filmmaking in particular.
Also the project will reinforce the importance of sociological
perspectives and methods for understanding the phenomena
under investigation.
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